Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Candace DelucaStratos Wealth PartnersWells Fargo Advisors$8706-09-2017
Joseph KuzmankoStratos Wealth PartnersHuntington Investments$5405-15-2017
Dawna Westberg-WelchStratos Wealth PartnersJPMorgan Chase & Co.$6506-16-2016
Bob Rittel, Elizabeth MahoneyStratos Wealth PartnersWells Fargo Advisors$20002-10-2016
Rhonda Chavez, Jake Carlson, Kevin Pitts, Michael WoodsStratos Wealth PartnersWells Fargo Advisors$16006-19-2015
Tiomthy B. Clepper, Kelly M. Kuennen, Max SchindlerStratos Wealth PartnersMorgan Stanley$20001-09-2015
Chad A. Tom, Wayne WycoffStratos Wealth PartnersHuntington Investments01-02-2015
Hayley HigginsStratos Wealth PartnersWells Fargo Advisors$10012-15-2014
Richard A. Gibson, Jr.Stratos Wealth PartnersWells Fargo Advisors$12009-26-2014
Breton W. WilliamsStratos Wealth PartnersNYLIFE Securities$8008-25-2014
Kerina GrahamStratos Wealth PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2014
F. William Van Kirk Jr., F. William Van Kirk IIIStratos Wealth PartnersStifel, Nicolaus & Company, Incorporated$10805-29-2014
Bobbie Meola, Kelly Riley, Tonette EcholsStratos Wealth PartnersWells Fargo Advisors05-23-2014
Callen Schramm, Heather SchrammStratos Wealth PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$15503-20-2014
Lee B. JonesStratos Wealth PartnersUnionbanc Investment Services12-12-2013
Joseph E. FowlerStratos Wealth PartnersEdward Jones11-05-2013
Craig P. Adams, Steve Beierlein, S. Craig AdamsStratos Wealth PartnersMorgan Stanley$35006-12-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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