Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
John Scott GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
Ron ElliardSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Carol Ann ScatoliniSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC03-15-2019
Kevin Thomas SheffieldSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$1601-18-2019
Brenda S DozierSummit Brokerage Services, Inc.Questar Capital Corporation$5001-09-2019
Gregory S. EastmanSummit Brokerage Services, Inc.Questar Capital Corporation12-06-2018
Daniel Christian KelleySummit Brokerage Services, Inc.Cadaret, Grant & Co., Inc.10-31-2018
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management$5010-26-2018
Matthew V. GoldSummit Brokerage Services, Inc.Cetera Investment Services LLC10-11-2018
Lisa Marie PaoliSummit Brokerage Services, Inc.Allstate Financial Services, LLC09-19-2018
Barbara Yvonne KleinSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
Cheryl Lynn BattungSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
Mark Adam EriksenSummit Brokerage Services, Inc.LPL Financial LLC$5008-31-2018
Seongbae KimSummit Brokerage Services, Inc.LPL Financial LLC08-17-2018
Brian Joseph LavezzariSummit Brokerage Services, Inc.Nationwide Securities, LLC08-01-2018
Eric Vaughn MorrowSummit Brokerage Services, Inc.M&T Securities, Inc.$5007-20-2018
Thomas Von ReckersSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$15007-13-2018
Edward Eugene VelaSummit Brokerage Services, Inc.J.P. Morgan Securities LLC$1206-25-2018
Graham JepsenSummit Brokerage Services, Inc.Voya Financial Advisors, Inc.06-25-2018
James SmithSummit Brokerage Services, Inc.HD Vest Investment Services05-30-2018
Brian Lee ClappSummit Brokerage Services, Inc.Bankers Life Securities, Inc.04-17-2018
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Showing 1 to 25 of 229 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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