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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Anthony Pawloski Sr.Summit Brokerage Services, Inc.Avantax Investment Services, Inc.08-09-2019
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Dolores Montalto MonteSummit Brokerage Services, Inc.Crown Capital Securities, L.P.06-24-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
John Joseph Grande Jr.Summit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$15006-14-2019
John Scott GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
Lewis Demiles BakerSummit Brokerage Services, Inc.Coliseum Wealth Management, LLC$2505-29-2019
John Matthew PierceSummit Brokerage Services, Inc.Western Wealth Management LLC$1004-29-2019
Cynthia Ford HarringtonSummit Brokerage Services, Inc.Cadaret, Grant & Co., Inc.04-25-2019
Ron ElliardSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Grant Rikio YamaguchiSummit Brokerage Services, Inc.LPL Financial LLC03-18-2019
Dean Michael NihartSummit Brokerage Services, Inc.Summit Brokerage Services, Inc.03-16-2019
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Carol Ann ScatoliniSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC03-15-2019
Kathryn Dugas MacmenaminSummit Brokerage Services, Inc.Voya Financial Advisors, Inc.03-14-2019
Kevin Thomas SheffieldSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$1601-18-2019
Brenda S DozierSummit Brokerage Services, Inc.Questar Capital Corporation$5001-09-2019
Gregory S. EastmanSummit Brokerage Services, Inc.Questar Capital Corporation12-06-2018
Scott Lee ChaneySummit Brokerage Services, Inc.Parkland Securities, LLC$2511-01-2018
Daniel Christian KelleySummit Brokerage Services, Inc.Cadaret, Grant & Co., Inc.10-31-2018
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management10-26-2018
Thomas Albert GoetzSummit Brokerage Services, Inc.Mutual of Omaha Investor Services, Inc.10-23-2018
Barbara Yvonne KleinSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
Cheryl Lynn BattungSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
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Showing 1 to 25 of 282 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.