Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Yvonne KleinSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
Brian Philip KontySummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.08-29-2015
Brian Timothy StarkSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-01-2015
Cory Philip RobinsonSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.08-29-2015
Daniel L. MayerSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-01-2015
Danny Leston DanielSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-11-2015
David Keith VanhoutenSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.10-08-2015
David Walter LuebkeSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1009-11-2015
Dean Allen BoschertSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.$1009-11-2015
Derek Nathan EichenwaldSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.08-17-2015
Gregory R. SchoweSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.08-29-2015
James Baker PetersSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.08-29-2015
Max ZubiateSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-11-2015
Ryan Michael CookSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.08-29-2015
Shea Ahren WinkellerSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.08-31-2015
Thomas Von ReckersSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$15007-13-2018
Timothy Owings WatersSummit Brokerage Services, Inc.J.P. Turner & Company, L.L.C.09-01-2015
Tony A. TessitoreSummit Brokerage Services, Inc.VSR Financial Services, Inc.09-01-2016

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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