Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management$5010-26-2018
Lisa Marie PaoliSummit Brokerage Services, Inc.Allstate Financial Services, LLC09-19-2018
Ronald Huston KeeblerSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$2509-05-2017
Michael Alan AndrewsSummit Brokerage Services, Inc.David Lerner Associates, Inc.04-18-2016
Linda Joyce FoxSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5002-16-2016
Andrew Todd YocumSummit Brokerage Services, Inc.Morgan Stanley12-16-2015
Lawrence Leslie Miller Jr.Summit Brokerage Services, Inc.LPL Financial LLC08-14-2015
Michael John MillerSummit Brokerage Services, Inc.LPL Financial LLC08-14-2015
Erica Jan WeiserSummit Brokerage Services, Inc.AssetMark Brokerage, LLC07-17-2015
Sherril Ann MorseSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$104-21-2015
William Lewis Diener Jr.Summit Brokerage Services, Inc.Morgan Stanley$7001-12-2015
Andrew Clark LennerSummit Brokerage Services, Inc.Morgan Stanley$10012-15-2014
Michael Paul ShermanSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC09-05-2014
Adam SmithSummit Brokerage Services, Inc.LPL Financial LLC08-26-2014
Stephen Russell StorySummit Brokerage Services, Inc.Cantella & Co., Inc.$5008-19-2014
Michael Stephan GoldSummit Brokerage Services, Inc.Ameriprise Financial Services, Inc.$10008-11-2014
Justin Allan GoodbreadSummit Brokerage Services, Inc.Woodbury Financial Services, Inc.07-18-2014
Robert Eugene BergSummit Brokerage Services, Inc.Morgan Stanley$10006-06-2014
William Mark YawnSummit Brokerage Services, Inc.Stratos Wealth Partners, Ltd$5005-23-2014
Patrick Thomas BulgerSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$15005-13-2014
Edmund George OsticSummit Brokerage Services, Inc.LPL Financial LLC04-23-2014
James Whitney StorySummit Brokerage Services, Inc.First Midwest Securities, Inc.$5002-24-2014
Steven James ThrushSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$5001-31-2014
David Charles HillSummit Brokerage Services, Inc.NBC Securities, Inc.01-07-2014
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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