Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam SmithSummit Brokerage Services, Inc.LPL Financial LLC$5008-26-2014
Afshin Azar EnsafdaranSummit Brokerage Services, Inc.LPL Financial LLC$2506-14-2010
Alison Marie JankeSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC04-15-2011
Andrew Clark LennerSummit Brokerage Services, Inc.Morgan Stanley12-15-2014
Andrew Todd YocumSummit Brokerage Services, Inc.Morgan Stanley12-16-2015
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Brian Keith MusicSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$2503-08-2010
Brian Patrick WhiteSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$5003-08-2010
Carl Lavern HartSummit Brokerage Services, Inc.Lincoln Investment08-06-2013
Charles Fletcher OkelleySummit Brokerage Services, Inc.Atlantic Coast Financial Consultants Inc$1004-02-2009
Christine Lisa DellacatoSummit Brokerage Services, Inc.LPL Financial LLC$2507-25-2013
Christopher Michael BonesSummit Brokerage Services, Inc.Ameriprise Financial Services, LLC$1012-01-2010
Christopher Stephen JorgensenSummit Brokerage Services, Inc.Raymond James Financial Services, Inc.$20001-23-2012
Cynthia Ford HarringtonSummit Brokerage Services, Inc.Cadaret, Grant & Co., Inc.04-25-2019
Daniel Bartley LeonardSummit Brokerage Services, Inc.Securities America, Inc.02-04-2009
David Charles HillSummit Brokerage Services, Inc.NBC Securities, Inc.$2501-07-2014
David Gregory WursterSummit Brokerage Services, Inc.Financial Advisers of America, LLC01-02-2013
David Lee RhodesSummit Brokerage Services, Inc.Lincoln Financial Advisors Corporation03-23-2011
David Vincent MenegusSummit Brokerage Services, Inc.UBS Financial Services Inc.10-14-2009
Denis J. IngallsSummit Brokerage Services, Inc.Raymond James Financial Services, Inc.04-04-2012
Donald Leroy SilbermanSummit Brokerage Services, Inc.Allstate Financial Services, LLC10-17-2012
Douglas Lee YoungSummit Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Edmund George OsticSummit Brokerage Services, Inc.LPL Financial LLC$1004-23-2014
Edward Martin RosenbergSummit Brokerage Services, Inc.Waddell & Reed03-25-2013
Elisabet Ana RamosSummit Brokerage Services, Inc.LPL Financial LLC07-09-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.