Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Battin, Roger Finucan, Todd HankinsSummit Brokerage ServicesWells Fargo Advisors$15001-18-2018
Roland F. Smith, Joan SmithSummit Brokerage ServicesEagle Equities$5504-08-2015
William Diener, Andrew LennerSummit Brokerage ServicesMorgan Stanley Wealth Management$6501-12-2015
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12111-25-2014
Marc G. LinskySummit Brokerage ServicesLincoln Financial$17010-21-2014
David H. BryanSummit Brokerage ServicesAxa Advisors$5010-06-2014
John R. HollandSummit Brokerage ServicesSecurities Management and Research$6009-11-2014
Robert BergSummit Brokerage ServicesMorgan Stanley Wealth Management$7206-06-2014
Phillip SalterSummit Brokerage ServicesLPL Financial$8406-02-2014
James W. StorySummit Brokerage ServicesFirst Midwest Securities$6502-24-2014
Gregory E. Kibler, Robert K. HassmannSummit Brokerage ServicesMML Investors Services$5901-29-2014
Brion HarrisSummit Brokerage ServicesCambridge Investment Research$22510-16-2013
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley Wealth Management$5407-09-2013
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-03-2013
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell and Reed$5003-25-2013
Jerome RepovzSummit Brokerage ServicesSecurities America$5512-10-2012
Susan Pearlman, Gregory KennedySummit Brokerage ServicesRaymond James$6007-20-2012
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-25-2012
Manuel CasaresSummit Brokerage ServicesWells Fargo Advisors$5003-14-2012
Herbert Allen, IIISummit Brokerage ServicesJ.W. Cole Financial$10001-23-2012
Ian JamesSummit Brokerage ServicesRaymond James$6510-04-2011
Michael FayedSummit Brokerage ServicesCapital Guardian$9309-09-2011
Melissa ProffittSummit Brokerage ServicesCommerce Brokerage$5005-26-2011
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
John Nicolosi, Carl NicolosiSummit Brokerage ServicesCommonwealth Financial Network$10004-11-2011
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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