Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
Antony DevassySummit Brokerage ServicesQA3 Financial Services$4502-11-2011
Brion HarrisSummit Brokerage ServicesCambridge Investment Research$22510-16-2013
Bruce RobbinsSummit Brokerage ServicesWells Fargo Advisors03-30-2010
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-03-2013
D. Allen BlankenshipSummit Brokerage ServicesLPL Financial$1805-11-2010
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12111-25-2014
David FolinoSummit Brokerage ServicesFirst Global Capital$12404-01-2011
David H. BryanSummit Brokerage ServicesAxa Advisors$5010-06-2014
David HigginsSummit Brokerage ServicesMetLife Securities$3003-04-2010
David O'Dell, Brian O'Dell, Michael ErbeckSummit Brokerage ServicesQA3 Financial Services$8802-11-2011
Diana PlucienkowskiSummit Brokerage ServicesRoyal Alliance$5006-18-2010
Douglas AlmeidaSummit Brokerage ServicesWells Fargo Advisors$5004-30-2010
Dudley LaBauve IIISummit Brokerage ServicesUBS Financial Services$2811-09-2009
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell and Reed$5003-25-2013
Erik LundySummit Brokerage ServicesEdward Jones$7502-16-2010
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley Wealth Management$5407-09-2013
Gregory E. Kibler, Robert K. HassmannSummit Brokerage ServicesMML Investors Services$5901-29-2014
Herbert Allen, IIISummit Brokerage ServicesJ.W. Cole Financial$10001-23-2012
Ian JamesSummit Brokerage ServicesRaymond James$6510-04-2011
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-25-2012
James SaxeSummit Brokerage ServicesRaymond James$3211-09-2009
James W. StorySummit Brokerage ServicesFirst Midwest Securities$6502-24-2014
Jeremy Swank, Barbara HustonSummit Brokerage ServicesLPL Financial$5802-18-2010
Jerome RepovzSummit Brokerage ServicesSecurities America$5512-10-2012
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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