Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison JankeSummit Brokerage ServicesWells Fargo Advisors$8504-15-2011
Antony DevassySummit Brokerage ServicesQA3 Financial Services$4502-11-2011
Brion HarrisSummit Brokerage ServicesCambridge Investment Research$22510-16-2013
Bruce RobbinsSummit Brokerage ServicesWells Fargo Advisors03-30-2010
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-03-2013
D. Allen BlankenshipSummit Brokerage ServicesLPL Financial LLC LLC$1805-11-2010
Darrach BourkeSummit Brokerage ServicesStifel, Nicolaus & Company, Incorporated$12111-25-2014
David FolinoSummit Brokerage ServicesFirst Global Capital$12404-01-2011
David H. BryanSummit Brokerage ServicesAxa Advisors$5010-06-2014
David HigginsSummit Brokerage ServicesMetLife Securities$3003-04-2010
David O'Dell, Brian O'Dell, Michael ErbeckSummit Brokerage ServicesQA3 Financial Services$8802-11-2011
Diana PlucienkowskiSummit Brokerage ServicesRoyal Alliance$5006-18-2010
Douglas AlmeidaSummit Brokerage ServicesWells Fargo Advisors$5004-30-2010
Dudley LaBauve IIISummit Brokerage ServicesUBS Financial Services Inc. Inc.$2811-09-2009
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell & Reed$5003-25-2013
Erik LundySummit Brokerage ServicesEdward Jones$7502-16-2010
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley$5407-09-2013
Gregory E. Kibler, Robert K. HassmannSummit Brokerage ServicesMML Investors Services$5901-29-2014
Herbert Allen, IIISummit Brokerage ServicesJ.W. Cole Financial$10001-23-2012
Ian JamesSummit Brokerage ServicesRaymond James$6510-04-2011
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-25-2012
James SaxeSummit Brokerage ServicesRaymond James$3211-09-2009
James W. StorySummit Brokerage ServicesFirst Midwest Securities$6502-24-2014
Jeremy Swank, Barbara HustonSummit Brokerage ServicesLPL Financial LLC LLC$5802-18-2010
Jerome RepovzSummit Brokerage ServicesSecurities America, Inc.$5512-10-2012
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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