Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David FolinoSummit Brokerage ServicesFirst Global Capital$12404-01-2011
Antony DevassySummit Brokerage ServicesQA3 Financial Services$4502-11-2011
David O'Dell, Brian O'Dell, Michael ErbeckSummit Brokerage ServicesQA3 Financial Services$8802-11-2011
Kevin O'Malley, Ronald PhillipsSummit Brokerage ServicesCadaret Grant$6001-13-2011
Michael SeguraSummit Brokerage ServicesWells Fargo Advisors$4008-10-2010
William NevittSummit Brokerage ServicesUBS Financial Services$5507-30-2010
Jon AlinSummit Brokerage ServicesRaymond James$8806-30-2010
Diana PlucienkowskiSummit Brokerage ServicesRoyal Alliance$5006-18-2010
Matthew AgeeSummit Brokerage ServicesAmeriprise Financial$3406-18-2010
William SmallSummit Brokerage ServicesLPL Financial$2506-18-2010
D. Allen BlankenshipSummit Brokerage ServicesLPL Financial$1805-11-2010
Douglas AlmeidaSummit Brokerage ServicesWells Fargo Advisors$5004-30-2010
Stephen Swensen, Philip SwensenSummit Brokerage ServicesCommonwealth Financial Network$3104-28-2010
Bruce RobbinsSummit Brokerage ServicesWells Fargo Advisors03-30-2010
David HigginsSummit Brokerage ServicesMetLife Securities$3003-04-2010
Jeremy Swank, Barbara HustonSummit Brokerage ServicesLPL Financial$5802-18-2010
Jon BowlesSummit Brokerage ServicesCitigroup$3502-18-2010
Lewis PasquinSummit Brokerage ServicesSecurities America$3502-18-2010
Matthew PisaniSummit Brokerage ServicesGunn Allen Financial$202-18-2010
Richard HeagenSummit Brokerage ServicesLPL Financial$3002-18-2010
Robert StorlieSummit Brokerage ServicesUBS Financial Services$6002-18-2010
Erik LundySummit Brokerage ServicesEdward Jones$7502-16-2010
Kenneth Butterfield, Alex ButterfieldSummit Brokerage ServicesJames C. Butterfield$8202-05-2010
Winston ChungSummit Brokerage ServicesCitigroup$4511-18-2009
Dudley LaBauve IIISummit Brokerage ServicesUBS Financial Services$2811-09-2009
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Showing 26 to 50 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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