Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Frederick Withee Jr.SunTrust Investment Services, Inc.AllianceBernstein L.P.08-23-2013
Amy Noelle FranceSunTrust Investment Services, Inc.Allstate Distributors, L.L.C.10-19-2009
Robert Ethel Wimer IISunTrust Investment Services, Inc.Allstate Financial Services, LLC05-15-2015
Matthew Craig MeehanSunTrust Investment Services, Inc.Allstate Financial Services, LLC05-14-2015
Tony Allen GraybealSunTrust Investment Services, Inc.Allstate Financial Services, LLC05-31-2013
William Steven EwersSunTrust Investment Services, Inc.Allstate Financial Services, LLC10-05-2011
Allan Charles SmallSunTrust Investment Services, Inc.Allstate Financial Services, LLC11-18-2009
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
Jason SkeltonSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.03-10-2017
Sean Patrick KeaneSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.08-19-2016
William David HyltonSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$5009-23-2015
Jeffrey Charles Mc CloskeySunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$15007-20-2015
David Alexander DonnellySunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$2001-05-2015
Debra Renee PollockSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$15007-05-2012
Brian Joseph NeffSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$2503-29-2011
Frank Anthony FontanellaSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.01-31-2011
Stephen Adam EngelsonSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$2710-06-2010
Jennifer Marie RitortoSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.$5008-13-2010
Pratt Dashiell Phillips IVSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.10-22-2009
Tonja Ann WombleSunTrust Investment Services, Inc.AXA Advisors, LLC02-20-2013
Herbert Lee Weith IVSunTrust Investment Services, Inc.AXA Advisors, LLC05-11-2010
Scott Alexander AndersonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.07-24-2009
Jason Andrew CarpenterSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.06-18-2009
H Gordon ThompsonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.$2503-11-2009
Robert Joseph PattersonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.01-16-2009
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Showing 1 to 25 of 908 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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