Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
Rajeev DhillonSunTrust Investment Services, Inc.ARQ Advisors LLC05-01-2019
Carl Joseph TorchiaSunTrust Investment Services, Inc.BB&T Investment Services, Inc.03-13-2017
Patrick CulhaneSunTrust Investment Services, Inc.BB&T Securities, LLC01-15-2019
Emily Blair DunstanSunTrust Investment Services, Inc.BB&T Securities, LLC$2510-08-2018
Treasa Anne JacksonSunTrust Investment Services, Inc.BBVA Securities Inc.06-05-2017
Caroline B. MitchellSunTrust Investment Services, Inc.BBVA Securities Inc.02-03-2017
Patrick Ryan KellerSunTrust Investment Services, Inc.BBVA Securities Inc.02-03-2017
Gloria B. RyanSunTrust Investment Services, Inc.BBVA Securities Inc.02-03-2017
Jeffrey M. PattenSunTrust Investment Services, Inc.BMO Harris Financial Advisors, Inc.02-28-2019
Emerson Matthew BrownSunTrust Investment Services, Inc.Brown Associates, Inc.04-11-2017
Matthew Robert MurphySunTrust Investment Services, Inc.Cetera Investment Advisers LLC03-08-2019
Norman Javier SandinoSunTrust Investment Services, Inc.Chase Investment Services Corp.05-16-2012
Carl Lee Eason Jr.SunTrust Investment Services, Inc.Citigroup Global Markets Inc.06-17-2015
Aradhya RaySunTrust Investment Services, Inc.Citigroup Global Markets Inc.04-23-2013
Doris Mcclary RollinsSunTrust Investment Services, Inc.Citigroup Global Markets Inc.09-26-2012
Elizabeth Lee Rabbitt-StephenSunTrust Investment Services, Inc.Commonwealth Financial Network02-27-2019
Frank Christopher SardoSunTrust Investment Services, Inc.Edward Jones$15003-28-2019
Linda SwainSunTrust Investment Services, Inc.Edward Jones12-10-2018
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
Howard Marvin WingfieldSunTrust Investment Services, Inc.Fidelity Brokerage Services LLC01-30-2019
Kristen Brooke PerdisattSunTrust Investment Services, Inc.Fifth Third Securities, Inc.04-08-2019
John Matthew ClinardSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15008-02-2018
Jonathan Wayne WoodSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.07-17-2018
Luke J. BoudreaultSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-30-2018
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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