Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy Ann BlackSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-07-2009
Robert Joseph PattersonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.01-16-2009
Ryan Matthew YoungSunTrust Investment Services, Inc.Fisher Investments01-16-2009
Todd Dwain GauthierSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-26-2009
Richard M. ArduengoSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-06-2009
James Woodrow Gillespie IIISunTrust Investment Services, Inc.Uvest Financial Services Group, Inc.02-20-2009
Antwyne D. DelondeSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
H. Gordon ThompsonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.03-11-2009
Andrea Christina BishopSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.04-02-2009
Jeffrey Michael WaltersSunTrust Investment Services, Inc.Sun Life Financial Distributors, Inc.$2504-17-2009
Maria Elena HernandezSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.05-04-2009
Kristen Beth MurphySunTrust Investment Services, Inc.Cassaday & Co Inc05-06-2009
Mitchell Glenn TuellSunTrust Investment Services, Inc.UBS Financial Services Inc.06-26-2009
Angela Christine BensonSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2009
Wilbert Ronald AndersonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-30-2009
Gerald Edwin NewmanSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2009
Mark Coolidge BoyerSunTrust Investment Services, Inc.Colonial Brokerage, Inc.07-14-2009
Scott Alexander AndersonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.07-24-2009
Michael James LeasureSunTrust Investment Services, Inc.Edgemoor Investment Advisors, Inc.$10007-28-2009
Scott Francis SteinitzSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-01-2009
Gene Riley MaszySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5008-04-2009
Gregory Stewart BrentSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-05-2009
Christian John LauSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1008-11-2009
Martin William RossSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.08-18-2009
Sheila Ann ChristianSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.08-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.