Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tarek El BouriniSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Olivia R MarksSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Donna Jean OxfordSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2018
Joseph Edward JarrettSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Christina Guidice DuffySunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-26-2018
Jonathan Franklin JusticeSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2018
Julio Armando LacayoSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Marlin J. McNairSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Monique Renee GoodwinSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
George Wells Boss Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Michael David SinnottSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Maria Virginia SanchezSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Daniel Aaron ShenderSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Lee Carver VaughanSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
David William BroderickSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2018
George Samedi LacoudeSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Edmund Brett NoblesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2018
Austin Robert MurphySunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2018
Jeffrey Alan GlusmanSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2018
Stephanie Scherer YoungSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2017
Eduardo Ariel GonzalezSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Jerry Curtis Holton Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Frank Smith Pittman IVSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Alexander Patrick SayavongsaSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Samuel Gene TraxlerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.