Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Alfredo Jacobo FernandezSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-25-2015
Andrew MorenoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC07-07-2014
Arthur Gilbert FarenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Carl Joseph TorchiaSunTrust Investment Services, Inc.BB&T Investment Services, Inc.03-13-2017
Casey A. MuhtadiSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-08-2019
Cynthia Janine CrossenSunTrust Investment Services, Inc.TD Ameritrade, Inc.08-29-2018
Darius Darrell HarrisonSunTrust Investment Services, Inc.TD Ameritrade Investment Management, LLC02-26-2019
David Andrew SavageSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Donna Marie ReichSunTrust Investment Services, Inc.UBS Financial Services Inc.07-17-2018
Eddie King Jackson IISunTrust Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2013
Elizabeth Lee Rabbitt-StephenSunTrust Investment Services, Inc.Commonwealth Financial Network02-27-2019
Ermelinta CapozziSunTrust Investment Services, Inc.PFS Investments Inc.10-30-2018
Fernando Luis CrespoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC02-07-2017
Frank Christopher SardoSunTrust Investment Services, Inc.Edward Jones$15003-28-2019
Frank Douglas MithunSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5006-28-2018
George M. StarlingSunTrust Investment Services, Inc.PNC Investments05-22-2017
Geovanny VentoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-23-2017
Gregory Benjamin StreitmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-31-2019
Jason B. DavisSunTrust Investment Services, Inc.Morgan Stanley03-31-2017
Jay L. CostelloSunTrust Investment Services, Inc.StanChart Securities International, Inc.07-26-2010
Jeffrey M. PattenSunTrust Investment Services, Inc.BMO Harris Financial Advisors, Inc.02-28-2019
Jeffrey P OliverioSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
John Harrmann RemmelSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-27-2017
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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