Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Harvey ArnoldSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-06-2012
Alexander Patrick SayavongsaSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Alfred Ponder Jr.SunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-18-2010
Allyson G. KielSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-08-2013
Ameet Anilkumar TijoriwalaSunTrust Investment Services, Inc.Morgan Stanley04-01-2019
Amy E. JohnsonSunTrust Investment Services, Inc.Pruco Securities, LLC.01-18-2019
Andrew Robert Gay Jr.SunTrust Investment Services, Inc.INVEST Financial Corporation$2512-12-2011
Angela Christine BensonSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2009
Anthony Brent OwenSunTrust Investment Services, Inc.E*TRADE Securities LLC06-24-2014
Anthony John MarshallSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-06-2016
Arash John AssadzadehSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5012-08-2014
Ashley Corbin DentSunTrust Investment Services, Inc.Edward Jones05-05-2017
Ashley Venitta ThomasSunTrust Investment Services, Inc.E*TRADE Securities LLC06-23-2016
Austin K. LeeSunTrust Investment Services, Inc.New River Investments04-25-2017
Becky SkinnerSunTrust Investment Services, Inc.Synovus Securities, Inc.04-28-2011
Benardo Stevon RichardsonSunTrust Investment Services, Inc.Csfbdirect, Inc.07-08-2014
Brad Stewart BargerSunTrust Investment Services, Inc.MML Investors Services, LLC07-01-2016
Brandon Todd MasonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-22-2010
Brenda Howell BagbySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-15-2011
Brenda Lee AtkinsonSunTrust Investment Services, Inc.E*TRADE Securities LLC01-08-2015
Brent Matthew JarzenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-15-2013
Brian Donald MillerSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-06-2018
Brian Joseph NeffSunTrust Investment Services, Inc.Ameriprise Financial Services, LLC$2503-29-2011
Briton G. RotellSunTrust Investment Services, Inc.Csfbdirect, Inc.04-06-2017
Charlene HollandSunTrust Investment Services, Inc.BB&T Investment Services, Inc.08-25-2011
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Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.