Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Patrick SayavongsaSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Amy E. JohnsonSunTrust Investment Services, Inc.Pruco Securities, LLC.01-18-2019
Audrey Marie Watson-AtkinsonSunTrust Investment Services, Inc.PNC Investments07-09-2014
Austin K. LeeSunTrust Investment Services, Inc.New River Investments04-25-2017
Brian Sean DowhowerSunTrust Investment Services, Inc.SunTrust Robinson Humphrey, Inc.02-23-2016
Caroline B. FaganSunTrust Investment Services, Inc.SunTrust Robinson Humphrey, Inc.10-21-2016
Delores E. Jones RapoportSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-30-2017
Fannie Tia CollierSunTrust Investment Services, Inc.MML Investors Services, LLC07-10-2019
Frank Smith Pittman IVSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Holly Jessica GlassSunTrust Investment Services, Inc.Virtu Americas LLC12-12-2016
Howard Marvin WingfieldSunTrust Investment Services, Inc.Fidelity Brokerage Services LLC01-30-2019
James Hobart GoolsbySunTrust Investment Services, Inc.Morgan Stanley$18601-12-2018
Jerry Curtis Holton Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Jonathan Andrew BrummelSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-22-2019
Joseph Marberry ThompsonSunTrust Investment Services, Inc.SunTrust Robinson Humphrey, Inc.08-05-2014
Linda SwainSunTrust Investment Services, Inc.Edward Jones12-10-2018
Olivia R MarksSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Priscilla Sueyun LeeSunTrust Investment Services, Inc.PNC Investments06-09-2017
Rajdeepinder ChaudhariSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-09-2013
Samuel Gene TraxlerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Todd Douglas RymanSunTrust Investment Services, Inc.Raymond James & Associates, Inc.$10002-14-2017
Vallon S. MillsSunTrust Investment Services, Inc.Morgan Stanley04-25-2017
William Alexander McKenzieSunTrust Investment Services, Inc.MML Investors Services, LLC09-24-2018
William Andrew Hamilton RhodesSunTrust Investment Services, Inc.Raymond James & Associates, Inc.$10002-08-2017
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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