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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sascha Toniette MathisSunTrust Investment Services, Inc.Capital Investment Group, Inc.01-04-2011
Matthew Robert MurphySunTrust Investment Services, Inc.Cetera Investment Advisers LLC03-08-2019
Monique Renee GoodwinSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Larry Huntley TarletonSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
Steve Eric WardSunTrust Investment Services, Inc.Morgan Keegan & Company, Inc.$5001-28-2010
Eugene Gaillard Johnson IVSunTrust Investment Services, Inc.Morgan Keegan & Company, Inc.$5001-27-2010
Beverly Kaib TedstoneSunTrust Investment Services, Inc.Raymond James & Associates, Inc.09-29-2014
Beverly Kaib TedstoneSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.03-28-2018
Johnny Dale StricklandSunTrust Investment Services, Inc.TD Private Client Wealth LLC10-15-2015
Amy Cooper ColeSunTrust Investment Services, Inc.Uvest Financial Services Group, Inc.01-04-2011
Jonas Hughey ReidSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-17-2018
Jeffrey Wayne PrattSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$10005-18-2018
Bryan James KazleySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5005-18-2018
Alan Jason DargisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-18-2013
Jeffrey Bruce KnightSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$2507-10-2012
Tina Michele BryantSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-22-2012
Harold Ashley LawsonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5003-01-2011

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.