Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul Saboor FeroghSunTrust Investment Services, Inc.J.P. Morgan Securities LLC05-05-2017
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Alfredo N. Athie LyverSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1004-05-2013
Allison Marie TaylorSunTrust Investment Services, Inc.BB&T Investment Services, Inc.01-13-2010
Ame M. McCullinSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-18-2017
Amy Michelle StoneSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2013
Andrew D. MainzSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-24-2015
Aradhya RaySunTrust Investment Services, Inc.Citigroup Global Markets Inc.04-23-2013
Arthur Daniel ChambersSunTrust Investment Services, Inc.Securities America, Inc.$1009-15-2015
Ashley Danielle MillsSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.11-21-2017
Audrey Jane CawmanSunTrust Investment Services, Inc.Edward Jones03-24-2010
Austin B. SheldonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-11-2013
Austin Taylor McElroySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC12-21-2015
Barbara Bonnie FoxSunTrust Investment Services, Inc.Cetera Investment Services LLC$2503-02-2012
Benjamin Joseph Lambert IVSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-03-2012
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
Brandi Leigh HulmeSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-14-2013
Brandon Blake CoveySunTrust Investment Services, Inc.UBS Financial Services Inc.09-13-2011
Brian Keith WilliamsSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-14-2010
Brian Lee MoffettSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-26-2014
Byron Lamont BarnesSunTrust Investment Services, Inc.PNC Investments07-13-2017
Caroline Rainey SorokosSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.04-24-2015
Charles E. Morrison IIISunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-17-2018
Charles Edward Held IISunTrust Investment Services, Inc.BB&T Investment Services, Inc.06-30-2011
Charles Edwin SnyderSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.03-04-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.