Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Jean ChismT.S. Phillips Investments, Inc.WFG Investments, Inc.02-08-2017
Michael Joseph ReynoldsT.S. Phillips Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2016
Scotty Vaden DeanT.S. Phillips Investments, Inc.Edward Jones02-16-2016
Tania Lashae SmithT.S. Phillips Investments, Inc.Wells Fargo Clearing Services, LLC01-06-2016
Adam Wade ChristensenT.S. Phillips Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2015
Geoff Tanner JohnsonT.S. Phillips Investments, Inc.Arvest Wealth Management12-03-2014
Nancy Jean AntonelliT.S. Phillips Investments, Inc.Sunset Financial Services, Inc.10-31-2014
William John HughesT.S. Phillips Investments, Inc.Wells Fargo Clearing Services, LLC09-25-2014
Jeremy Joe HarawayT.S. Phillips Investments, Inc.Edward Jones06-19-2013
Shirley Sue McMillanT.S. Phillips Investments, Inc.ProEquities, Inc.09-28-2012
Cathey Elaine FisherT.S. Phillips Investments, Inc.Edward Jones04-10-2012
Damon Conor Page MoranT.S. Phillips Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-17-2012
Matthew M. RobersonT.S. Phillips Investments, Inc.Edward Jones$2503-10-2011
Theron Lee VanlandinghamT.S. Phillips Investments, Inc.Geary Securities, Inc.$2505-11-2010
David Lee DuncanT.S. Phillips Investments, Inc.Geary Securities, Inc.04-19-2010

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.