Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Scott BradyTD Ameritrade Investment Management, LLCJRS Investments and Wealth Preservation, LLC12-04-2019
John Oliver WrightTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.12-04-2019
Stephen Bernard GlowackaTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-02-2019
Bao Quoc LeTD Ameritrade Investment Management, LLCPersonal Capital Advisors Corporation11-20-2019
Taylor Rae SwartzendruberTD Ameritrade Investment Management, LLCAXA Advisors, LLC11-20-2019
Seong M. YooTD Ameritrade Investment Management, LLCAXA Advisors, LLC11-05-2019
Ushir N. MehtaTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.11-01-2019
Levi Hunter AndersonTD Ameritrade Investment Management, LLCEdward Jones10-16-2019
Geoffrey Joseph JanuleskiTD Ameritrade Investment Management, LLCTIAA-CREF Individual & Institutional Services, LLC10-16-2019
Michael MazzaTD Ameritrade Investment Management, LLCSagePoint Financial, Inc.09-27-2019
Kevin Scott AllenTD Ameritrade Investment Management, LLCE*TRADE Securities LLC09-25-2019
Daniel Richard PawelczykTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Cesar E. FierroTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-16-2019
Joshua RoperTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC09-12-2019
Zana Lyn LugoTD Ameritrade Investment Management, LLCRoyal Alliance Associates, Inc.09-05-2019
Wade D. CheckettsTD Ameritrade Investment Management, LLCUSA Financial Securities Corporation08-28-2019
Kimberly O'BrienTD Ameritrade Investment Management, LLCEdward Jones08-27-2019
Paul-Patrick PerseoTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors08-12-2019
Paul J. BracyTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Nicholas J. ExiasTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC07-16-2019
Aaron Dana ObornTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors07-12-2019
David O. AlimiTD Ameritrade Investment Management, LLCMorgan Stanley07-09-2019
Donald J. Liffengren Jr.TD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.07-09-2019
Robert D. WilsonTD Ameritrade Investment Management, LLCTransamerica Investors Securities Corporation06-28-2019
Ashford Owen FulmerTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
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Showing 1 to 25 of 509 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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