Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colby D BurnsTD Ameritrade Investment Management, LLCPNC Investments05-04-2017
Justin Michael HitzfeldtTD Ameritrade Investment Management, LLCPNC Investments04-10-2017
DANIEL AARON ENGELTD Ameritrade Investment Management, LLCPNC Investments03-15-2017
Todd A StecTD Ameritrade Investment Management, LLCPNC Investments12-01-2016
Matthew Antonio PostellTD Ameritrade Investment Management, LLCPNC Investments11-15-2016
Zachary A BushTD Ameritrade Investment Management, LLCPNC Investments07-15-2016
Gerran James BatterberryTD Ameritrade Investment Management, LLCPNC Investments05-25-2016
Bert William Overstreet Jr.TD Ameritrade Investment Management, LLCPNC Investments09-03-2015
Byong Woo ChungTD Ameritrade Investment Management, LLCPNC Investments05-06-2015
Jordan A NelsonTD Ameritrade Investment Management, LLCPNC Investments03-18-2015
Jonathan Keith HoyaTD Ameritrade Investment Management, LLCPNC Investments07-16-2013
Douglas James AmbroseTD Ameritrade Investment Management, LLCPNC Investments04-25-2012
Brett Thomas AnsberryTD Ameritrade Investment Management, LLCPNC Investments03-08-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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