Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James McCloskeyTD Ameritrade Investment Management, LLCEdward Jones05-01-2019
Thomas Emeel BetrosTD Ameritrade Investment Management, LLCCommonwealth Financial Network03-26-2019
Fred Joseph LaroccaTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.01-24-2019
Matthew J. RiceTD Ameritrade Investment Management, LLCMorgan Stanley12-05-2017
Michael Thomas BradleyTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2017
Eric NelsonTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2017
Leigh C. BucholtzTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC07-20-2017
Colby Doray MonetaTD Ameritrade Investment Management, LLCPNC Investments05-04-2017
Laren Chantel PisciottiTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2017
Mathew ClarkeTD Ameritrade Investment Management, LLCAXA Advisors, LLC06-14-2016
Christian David MonteroTD Ameritrade Investment Management, LLCUBS Financial Services Inc.04-07-2016
Louis Edward PaolilloTD Ameritrade Investment Management, LLCCUNA Brokerage Services, Inc.09-17-2013
Kim IslamiTD Ameritrade Investment Management, LLCMetLife Securities Inc.09-16-2013
Pawel LangiewiczTD Ameritrade Investment Management, LLCR. Seelaus & Co., Inc.01-16-2013
MARCELL L PICKENS JR.TD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2013
Steven Mark SchoenfeldTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2011
CHRISTIAN KOFI FOLITD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.02-07-2011
Alan Todd BrumTD Ameritrade Investment Management, LLCAdvisors Asset Management, Inc.07-15-2010
Seth Adam StuartTD Ameritrade Investment Management, LLCAST Investment Services, Inc.01-19-2010
ANDREW MICHAEL MALLARDITD Ameritrade Investment Management, LLCOppenheimer & Co. Inc.02-19-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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