Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natalia Maria RodriguezTD Private Client Wealth LLCSantander Securities LLC04-18-2019
Killraine David DeanTD Private Client Wealth LLCBancWest Investment Services, Inc.09-07-2018
Gilbert W. Chapman IIITD Private Client Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2017
Robert Paul Konopka Jr.TD Private Client Wealth LLCBNY Mellon Securities Corporation09-14-2016
Dominic Andrew MilitoTD Private Client Wealth LLCLPL Financial LLC$10007-15-2016
Tiffany Ann SheaTD Private Client Wealth LLCBNY Mellon Securities Corporation01-13-2016
Jill Karen GraceffoTD Private Client Wealth LLCCompass Financial Management LLC03-09-2015
Dominick Charles CostaTD Private Client Wealth LLCUBS Securities LLC02-24-2014
Robert William GalloTD Private Client Wealth LLCCitigroup Global Markets Inc.10-21-2013
Haney Zakaria DimianTD Private Client Wealth LLCHSBC Securities (USA) Inc.09-16-2013
Dmitry L. GurvichTD Private Client Wealth LLCHSBC Securities (USA) Inc.08-22-2013
David William JohnsTD Private Client Wealth LLCJ.P. Morgan Securities LLC07-08-2013
Amna RaheemTD Private Client Wealth LLCMorgan Stanley07-02-2013
Vicki Ann PitkinTD Private Client Wealth LLCLPL Financial LLC05-01-2013
Erwan Dorian De QuillienTD Private Client Wealth LLCHSBC Securities (USA) Inc.04-23-2013
Jesse Matthew OliverTD Private Client Wealth LLCHSBC Securities (USA) Inc.02-28-2013
Kenneth Gerard ThompsonTD Private Client Wealth LLCM&T Securities, Inc.$5010-29-2012
Korab HasaniTD Private Client Wealth LLCJ.P. Morgan Securities LLC10-15-2012
John Richard VanderleeuwTD Private Client Wealth LLCLPL Financial LLC05-24-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.