Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Bowman SchaeferTIAA-CREF Individual & Institutional Services, LLCVALIC Financial Advisors, Inc.02-10-2009
Jason Sean KassTIAA-CREF Individual & Institutional Services, LLCBarclays Capital Inc.02-17-2009
Jeannie Lynn IlievskiTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC$2502-23-2009
Kristopher James BurnhamTIAA-CREF Individual & Institutional Services, LLCBanc of America Investment Services, Inc.02-23-2009
Michael Joseph McGuireTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-09-2009
Sherry Lee KeatingTIAA-CREF Individual & Institutional Services, LLCBanc of America Investment Services, Inc.05-18-2009
Marc Eric SchneiderTIAA-CREF Individual & Institutional Services, LLCBanc of America Investment Services, Inc.05-26-2009
Jason Dimitri NicoloffTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.09-08-2009
Charles Christopher ScottTIAA-CREF Individual & Institutional Services, LLCPrecision Financial Services12-09-2009
Jennifer Leah CapoTIAA-CREF Individual & Institutional Services, LLCTIAA-CREF Individual & Institutional Services, LLC01-11-2010
Ross Coble KirkmanTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC03-01-2010
Marilyn Suzanne BrennanTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC03-08-2010
Stephen Henry NashTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC03-08-2010
Scott Alan MarxTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC06-01-2010
Robert Tannehil LeuffenTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC06-28-2010
Barbara KaneTIAA-CREF Individual & Institutional Services, LLCErnst & Young Investment Advisers LLP07-06-2010
John Luther HenifinTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.08-30-2010
Ronald Irving RappaportTIAA-CREF Individual & Institutional Services, LLCVALIC Financial Advisors, Inc.09-09-2010
Robin Todd RodenTIAA-CREF Individual & Institutional Services, LLCCentaurus Financial, Inc.09-09-2010
Placido John RodriguezTIAA-CREF Individual & Institutional Services, LLCAllstate Financial Services, LLC$10009-09-2010
Gautier F WallaertTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC09-27-2010
Moses Francis MaineTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC09-27-2010
James Howard NitchkeTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.09-27-2010
Ernesto Donquis CowleyTIAA-CREF Individual & Institutional Services, LLCCountry Capital Management Company09-27-2010
Christopher Robert Kreger Lane Jr.TIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC10-13-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.