Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amin SchoumanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Hector Daniel Magana PiedraTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Karen Adelle UmpierreTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-10-2020
Salima P MohammedTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-09-2020
Farah R KhalfanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-09-2020
Justin Royce HallTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC08-27-2020
Erika M MaynardTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC02-25-2020
Christina Minh-Tu NgoTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.02-06-2020
Rodney M HagerTIAA-CREF Individual & Institutional Services, LLCSynergy Investment Group, LLC11-21-2019
Carlos Joshua ArteagaTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.10-21-2019
William Francis WilkinsonTIAA-CREF Individual & Institutional Services, LLCProvidence Capital Advisors, LLC09-12-2019
Angela Nicole LestradeTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley09-09-2019
Colin A StahlTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors08-12-2019
Melissa Ann SeitchekTIAA-CREF Individual & Institutional Services, LLCSantander Securities LLC07-31-2019
Charles William Hill IIITIAA-CREF Individual & Institutional Services, LLCVoya Financial Advisors, Inc.06-03-2019
Vanessa Maria TaveraTIAA-CREF Individual & Institutional Services, LLCUSAA Investment Services Company05-28-2019
Craig N WarnerTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.05-28-2019
Mary Katherine CurryTIAA-CREF Individual & Institutional Services, LLCFifth Third Securities, Inc.05-21-2019
Justin Tyrone ScottTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC05-21-2019
Minh C LuTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC05-21-2019
Robert D KinneyTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.05-16-2019
Stan NedzhetskiyTIAA-CREF Individual & Institutional Services, LLCPeople's United Advisors, Inc.05-14-2019
Shaun Phillip KellarTIAA-CREF Individual & Institutional Services, LLCU.S. Bancorp Investments, Inc.05-08-2019
Angelena ArmstrongTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.05-06-2019
Treston L MooreTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC05-03-2019
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Showing 1 to 25 of 806 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.