Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James ToepferTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2019
James Lee ParkTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-08-2018
Brad Russell BurtonTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC08-13-2018
George Guest Haydock IIITIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC05-30-2018
Paul Angelo Bello Jr.TIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC05-30-2018
Andrew M. HuntTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC12-20-2016
Katelyn Rae KappiusTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2016
Christopher Joseph BonitatibusTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC08-20-2015
Stephanie Ann ManchonTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC06-12-2015
Kevin Ryan LaoTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2015
Ralph James Ervin IITIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC$2501-20-2015
Grayson Arthur PruittTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2015
Nathan James PutnamTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-14-2014
Michael Charles MarinoTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-11-2014
Scott Anthony SchneiderTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC10-10-2014
Melvin Leonard BallengerTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC10-06-2014
Michael Todd MessinaTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC09-08-2014
Cory Lynne ShoemakerTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC$5009-02-2014
Max Johann RooneyTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC09-02-2014
Patricia Gail HoffmannTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC07-17-2014
Lori Jane LudwigTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC06-11-2014
Melody Susan EvansTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2014
Gregory Paul EbeyerTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2013
David J BurnsTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC08-20-2013
Brian Patrick HarpurTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-16-2012
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.