Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Sanford IIITIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC09-05-2019
Samuel Thomas HendersonTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC04-17-2019
Charles E. FordTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC03-29-2019
Josiah John WebbTIAA-CREF Individual & Institutional Services, LLCSecurian Financial Services, Inc.03-28-2019
Rebecca Sandoval MelendezTIAA-CREF Individual & Institutional Services, LLCTransamerica Investors Securities Corporation01-15-2019
Eric Emerson UdvariTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.12-12-2018
James Michael TuccioTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC$2511-28-2018
Brendan Corey HefterTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors10-04-2018
Laurie E. MasonTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-24-2018
Michael Edward BeckTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC09-07-2018
Bradly Scott HoggattTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC06-26-2018
Shannon Louise WadeTIAA-CREF Individual & Institutional Services, LLCScottrade, Inc.05-31-2018
Matthew Frank BaityTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC03-28-2018
Andrew Austin RoitzTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC03-26-2018
Michelle Susan SternickTIAA-CREF Individual & Institutional Services, LLCTIAA-CREF Individual & Institutional Services, LLC12-12-2017
Lucas Adam SchneiderTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC09-05-2017
Sam Edward TitusTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC08-31-2017
Dominika A. PiwkoTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC08-25-2017
Ryan A. FarrellTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC08-16-2017
Dustin M. MeyerTIAA-CREF Individual & Institutional Services, LLCAXA Advisors, LLC07-31-2017
Michael Anthony BarrazaTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC07-18-2017
Kaylie Nicole JuddTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.07-07-2017
Kelly Laing DirectorTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC06-26-2017
David Michael TeelTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC04-06-2017
Juke C Muir Jr.TIAA-CREF Individual & Institutional Services, LLCBancWest Investment Services, Inc.03-08-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.