Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Alexander CisloTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Matthew E RuggieriTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC06-06-2017
Jordan P. PavlidesTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC10-11-2016
Erin Lyn AlvesTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC06-08-2016
Gwen Borowicz DadolyTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC$15005-03-2016
Joseph Austin HoffmanTIAA-CREF Individual & Institutional Services, LLCEdward Jones04-29-2016
Julio MurgaTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2015
Reid Hartley HansenTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2015
Justin William WalshTIAA-CREF Individual & Institutional Services, LLCTD Private Client Wealth LLC08-25-2015
William Richard Mahoney IIITIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC$5012-15-2014
Gregory H Kirwan Jr.TIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.09-04-2014
Kathryn A ZimmermanTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2014
Peter Louis MuredduTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.09-17-2012

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.