Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas John MccarthyThe Investment Center, Inc.J.W. Cole Financial, Inc.$2502-25-2019
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Joseph Charles Heverin Jr.The Investment Center, Inc.Woodbury Financial Services, Inc.$2509-13-2018
Mark Ronald OsleboThe Investment Center, Inc.Intervest International Equities Corporation$2505-04-2018
Janis Lynn Waldman-CooperThe Investment Center, Inc.TFS Securities, Inc.$1005-02-2018
Courtney James BurnThe Investment Center, Inc.HD Vest Investment Services$2504-02-2018
Robert B PayneThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-29-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Alyce Marie HackettThe Investment Center, Inc.SUMMIT EQUITIES, INC.$109-29-2017
Lynn Maria LiaskosThe Investment Center, Inc.Ameriprise Financial Services, Inc.$4005-22-2017
Hipolito DiazThe Investment Center, Inc.Ameriprise Financial Services, Inc.$10004-10-2017
Seth FinkelsteinThe Investment Center, Inc.Ameriprise Financial Services, Inc.$5007-08-2016
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, Inc.06-17-2016
Albert Adel SidhomThe Investment Center, Inc.Cetera Advisor Networks LLC06-15-2016
Edward Bird SnyderThe Investment Center, Inc.Commonwealth Financial Network04-29-2016
Gabriella Clapp MilleyThe Investment Center, Inc.Edward Jones09-01-2015
Ludwig A DepasqualeThe Investment Center, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-27-2015
James Edward BenningThe Investment Center, Inc.Edward Jones$5012-16-2013
Timothy Chandler AtkinsThe Investment Center, Inc.Allstate Financial Services, LLC12-02-2013
Michael Dory MarchiThe Investment Center, Inc.FSC Securities Corporation$2510-29-2013
Bruce Alan YoungThe Investment Center, Inc.Raymond James Financial Services, Inc.$5010-22-2013
Alan Aaron EisensteinThe Investment Center, Inc.Prime Capital Services, Inc.$5012-05-2012
Clark SilversteinThe Investment Center, Inc.Prime Capital Services, Inc.$2512-05-2012
David Nathan SlaterThe Investment Center, Inc.Prime Capital Services, Inc.$5012-05-2012
Daniel Joseph SullivanThe Investment Center, Inc.Signator Investors, Inc.06-08-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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