Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert B PayneThe Investment Center, Inc.Ameriprise Financial Services, LLC11-29-2017
Lawrence Joseph Marciano IIIThe Investment Center, Inc.Ameriprise Financial Services, LLC11-21-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, LLC11-21-2017
Lynn Maria LiaskosThe Investment Center, Inc.Ameriprise Financial Services, LLC$4005-22-2017
Hipolito Leo DiazThe Investment Center, Inc.Ameriprise Financial Services, LLC04-10-2017
Seth FinkelsteinThe Investment Center, Inc.Ameriprise Financial Services, LLC$5007-08-2016
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, LLC06-17-2016
Mark Myron HarwankoThe Investment Center, Inc.Ameriprise Financial Services, LLC$21909-03-2010
Jon Charles McAleneyThe Investment Center, Inc.Ameriprise Financial Services, LLC$5009-03-2010
Ethan Jeremy HundleyThe Investment Center, Inc.Avantax Investment Services, Inc.04-05-2018
James Herbert HundleyThe Investment Center, Inc.Avantax Investment Services, Inc.04-02-2018
Courtney James BurnThe Investment Center, Inc.Avantax Investment Services, Inc.$2504-02-2018
Albert Adel SidhomThe Investment Center, Inc.Cetera Advisor Networks LLC06-15-2016
Edward Bird SnyderThe Investment Center, Inc.Commonwealth Financial Network04-29-2016
James Edward BenningThe Investment Center, Inc.Edward Jones$5012-16-2013
Benjamin Menachem BrennerThe Investment Center, Inc.Equitable Advisors, LLC06-09-2020
Gary GuanatagsiThe Investment Center, Inc.Equitable Advisors, LLC03-05-2018
Lynda ForeseThe Investment Center, Inc.HSBC Securities (USA) Inc.08-03-2020
William Joseph Logue IIIThe Investment Center, Inc.INVEST Financial Corporation11-27-2017
Matthew G FilikThe Investment Center, Inc.INVEST Financial Corporation11-27-2017
Chris H NaumThe Investment Center, Inc.Investors Capital Corp.01-03-2012
Thomas John McCarthyThe Investment Center, Inc.J. W. Cole Advisors, Inc.$2502-25-2019
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC11-30-2018
Bhavesh H BhayaniThe Investment Center, Inc.LPL Financial LLC$5004-25-2018
Iveta HedvigThe Investment Center, Inc.LPL Financial LLC04-25-2018
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.