Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert B PayneThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-29-2017
Lawrence Joseph Marciano IIIThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Daniel J AntokalThe Investment Center, Inc.Ameriprise Financial Services, Inc.06-17-2016
Albert Adel SidhomThe Investment Center, Inc.Cetera Advisor Networks LLC06-15-2016
Edward Bird SnyderThe Investment Center, Inc.Commonwealth Financial Network04-29-2016
James Edward BenningThe Investment Center, Inc.Edward Jones12-16-2013
Timothy Chandler AtkinsThe Investment Center, Inc.Allstate Financial Services, LLC12-02-2013
Michael Dory MarchiThe Investment Center, Inc.FSC Securities Corporation10-29-2013
Bruce Alan YoungThe Investment Center, Inc.Raymond James Financial Services, Inc.10-22-2013
David Nathan SlaterThe Investment Center, Inc.Prime Capital Services, Inc.12-05-2012
Alan Aaron EisensteinThe Investment Center, Inc.Prime Capital Services, Inc.12-05-2012
Clark SilversteinThe Investment Center, Inc.Prime Capital Services, Inc.12-05-2012
David Alden BobrowskyThe Investment Center, Inc.Morgan Stanley11-04-2011
David Jay GrossbardThe Investment Center, Inc.Royal Alliance Associates, Inc.10-25-2010
Keith Lamor LatimerThe Investment Center, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Kurt Frederick SchlesingerThe Investment Center, Inc.Citigroup Global Markets Inc.03-06-2009
Janis Lynn Waldman-CooperThe Investment Center, Inc.TFS Securities, Inc.$1005-02-2018
Alyce Marie HackettThe Investment Center, Inc.Summit Equities, Inc.$1009-29-2017
Ludwig A. DepasqualeThe Investment Center, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1002-27-2015
Ronald William WhiteThe Investment Center, Inc.Wells Fargo Clearing Services, LLC$1004-11-2012
David Edwin BeatyThe Investment Center, Inc.Next Financial Group, Inc.$1007-16-2010
Ernest Luigi CamilleriThe Investment Center, Inc.Mutual Service Corporation$1007-31-2009
Knut LundbergThe Investment Center, Inc.Commonwealth Financial Network$2509-13-2019
Thomas John McCarthyThe Investment Center, Inc.J.W. Cole Advisors, Inc.$2502-25-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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