Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael NeubertThe Leaders Group, Inc.Nationwide Securities, LLC07-09-2019
Richard Allen Licini Sr.The Leaders Group, Inc.Royal Alliance Associates, Inc.06-27-2019
Richard Mark HinkleThe Leaders Group, Inc.Saybrus Equity Services, LLC06-04-2019
Paul John FeeThe Leaders Group, Inc.RBC Capital Markets, LLC05-15-2019
David Russell RodgersThe Leaders Group, Inc.Nationwide Securities, LLC$25003-21-2019
Ryan T. ChesterThe Leaders Group, Inc.Cetera Advisor Networks LLC03-21-2019
Dennis Martin AxmanThe Leaders Group, Inc.Allstate Distributors, L.L.C.03-14-2019
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$25003-04-2019
John Francis CompostoThe Leaders Group, Inc.Voya Financial Advisors, Inc.$10001-15-2019
Edward Sylvester Watko IIIThe Leaders Group, Inc.M Holdings Securities, Inc.$40001-11-2019
John Joseph Vigliotti Sr.The Leaders Group, Inc.Essex Securities LLC$25001-03-2019
Douglas Adam GerrardThe Leaders Group, Inc.Provenance Wealth Advisors12-14-2018
Wayne Speed HillThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC$10012-07-2018
Donald Robert CarterThe Leaders Group, Inc.Innovation Partners LLC$10012-03-2018
David Lynn ColeThe Leaders Group, Inc.AXA Advisors, LLC11-16-2018
William John HahnThe Leaders Group, Inc.Cambridge Investment Research, Inc.$50011-01-2018
Brandon Scott SmithThe Leaders Group, Inc.AXA Advisors, LLC10-16-2018
David Glen GranowitzThe Leaders Group, Inc.LPL Financial LLC$50010-11-2018
Laurie Helene RunyonThe Leaders Group, Inc.Lincoln Financial Securities Corporation10-02-2018
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$50009-10-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.Ownership Advisors, Inc.09-04-2018
Michael Thomas EaganThe Leaders Group, Inc.Hornor, Townsend & Kent, LLC$25008-29-2018
Rebecca Ruth GoeringThe Leaders Group, Inc.Voya Financial Advisors, Inc.07-23-2018
Joseph Earl DegnanThe Leaders Group, Inc.Allstate Financial Services, LLC06-29-2018
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Showing 26 to 50 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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