Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Dean BradleyThe Leaders Group, Inc.Natcity Investments, Inc.$25002-24-2009
Alan Michael TofigThe Leaders Group, Inc.Pruco Securities, LLC.07-03-2013
Alan TuchmannThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC12-06-2016
Alexander Andreyevich NikolenkoThe Leaders Group, Inc.AXA Advisors, LLC$10003-02-2011
Allison Elizabeth MendelsohnThe Leaders Group, Inc.Pruco Securities, LLC.01-06-2017
Andrea Lynn DykesThe Leaders Group, Inc.LPL Financial LLC04-05-2016
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.Ownership Advisors, Inc.09-04-2018
Austin W. BrownThe Leaders Group, Inc.ProEquities, Inc.11-25-2019
Bernard Eugene RosenThe Leaders Group, Inc.MML Investors Services, LLC01-11-2018
Brandon Scott SmithThe Leaders Group, Inc.AXA Advisors, LLC10-16-2018
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
Brent Lee WalkerThe Leaders Group, Inc.Sowell Management Services04-28-2016
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$25003-04-2019
Bruce Joel WilliamsThe Leaders Group, Inc.MML Investors Services, LLC04-15-2010
Casey Aaron SuttonThe Leaders Group, Inc.MetLife Securities Inc.10-06-2016
Charles Franklin Freeman Jr.The Leaders Group, Inc.Holderness Investments Co03-05-2013
Charles Lane BoydThe Leaders Group, Inc.AXA Advisors, LLC$10008-09-2019
Charles Thomas MarcianoThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC$10009-19-2017
Christian FerreiraThe Leaders Group, Inc.HIMCO Distribution Services Company$25002-01-2011
Christopher Brant SteckThe Leaders Group, Inc.SagePoint Financial, Inc.01-04-2016
Christopher John MooreThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Dale Wesley MartinThe Leaders Group, Inc.UBS Financial Services Inc.$10007-15-2019
Daniel Carson MillesonThe Leaders Group, Inc.Nationwide Securities, LLC10-01-2019
Daniel Michael BerganThe Leaders Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Darryl Edward AngelicoThe Leaders Group, Inc.Pruco Securities, LLC.08-20-2013
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Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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