Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Virgil Earl HamiltonThe Leaders Group, Inc.Nationwide Securities, LLC12-05-2019
Austin W. BrownThe Leaders Group, Inc.ProEquities, Inc.11-25-2019
Julia H. LinThe Leaders Group, Inc.First Heartland Capital, Inc.$10011-04-2019
James M. FranklinThe Leaders Group, Inc.MML Investors Services, LLC10-22-2019
John Joseph KoziolThe Leaders Group, Inc.Nationwide Securities, LLC$15010-09-2019
Steven SchumacherThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-07-2019
Jon Allen BanisterThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-03-2019
Mark Jeffrey RoweThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-03-2019
Loy James DayThe Leaders Group, Inc.Nationwide Securities, LLC10-02-2019
David Wayne FleenorThe Leaders Group, Inc.Nationwide Securities, LLC10-02-2019
David Alan PerryThe Leaders Group, Inc.Nationwide Securities, LLC10-02-2019
John A. DuboisThe Leaders Group, Inc.Nationwide Securities, LLC10-01-2019
Daniel Carson MillesonThe Leaders Group, Inc.Nationwide Securities, LLC10-01-2019
Michael David WesterfieldThe Leaders Group, Inc.MML Investors Services, LLC$50009-23-2019
Philip Charles HagopianThe Leaders Group, Inc.Questar Capital Corporation$25009-09-2019
Eric Dixon LoaizaThe Leaders Group, Inc.Questar Capital Corporation$50009-09-2019
Joshua Heinrich PierceThe Leaders Group, Inc.LPL Financial LLC08-22-2019
Ethan Michael SchmidtThe Leaders Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Charles Lane BoydThe Leaders Group, Inc.AXA Advisors, LLC$10008-09-2019
Jay M RabinowitzThe Leaders Group, Inc.UBS Financial Services Inc.$50007-24-2019
Christopher John MooreThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Dale Wesley MartinThe Leaders Group, Inc.UBS Financial Services Inc.$10007-15-2019
Paul Brian HewittThe Leaders Group, Inc.UBS Financial Services Inc.$15007-15-2019
Jason Michael NeubertThe Leaders Group, Inc.Nationwide Securities, LLC07-09-2019
Richard Allen Licini Sr.The Leaders Group, Inc.Royal Alliance Associates, Inc.06-27-2019
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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