Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Malcolm Charles BeardThe O.N. Equity Sales CompanyPrincipal Securities, Inc.02-26-2019
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
Christopher Leonard LandaThe O.N. Equity Sales CompanyLPL Financial LLC09-14-2018
Sean Francis HarringtonThe O.N. Equity Sales CompanyPrincipal Securities, Inc.09-13-2018
Michael Douglas WeldyThe O.N. Equity Sales CompanyCetera Advisors LLC$20008-01-2018
James Alphonsus Cribbin Jr.The O.N. Equity Sales CompanyInvestment Professionals, Inc.07-30-2018
Michael Hannon KurlandThe O.N. Equity Sales CompanyMML Investors Services, LLC$105-14-2018
Todd Curtis AllenThe O.N. Equity Sales CompanyAllstate Financial Services, LLC05-11-2018
Cherry Haney FishburneThe O.N. Equity Sales CompanyHornor, Townsend & Kent, LLC04-27-2018
Jon Alexander HornThe O.N. Equity Sales CompanyMML Investors Services, LLC04-19-2018
Gregory James CorrenteThe O.N. Equity Sales CompanyMML Investors Services, LLC03-23-2018
Tamala R Clark-CulpThe O.N. Equity Sales CompanyMML Investors Services, LLC03-23-2018
David Daniel KoohyThe O.N. Equity Sales CompanyAmeritas Investment Corp.02-06-2018
Brian David LesserThe O.N. Equity Sales CompanyMML Investors Services, LLC01-02-2018
Traci L KellyThe O.N. Equity Sales CompanyQuestar Capital Corporation01-02-2018
Lester Martin PresleyThe O.N. Equity Sales CompanyMML Investors Services, LLC$1507-06-2017
Albert Michael DanielsThe O.N. Equity Sales CompanyCountry Capital Management Company04-03-2017
Olin Robert JohanssenThe O.N. Equity Sales CompanyVoya Financial Advisors, Inc.11-09-2016
Michael Edward SheltonThe O.N. Equity Sales Company360 Financial Solutions, LLC09-07-2016
Amy Marie DietzThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2016
Patty Kelley ScottThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-05-2016
Christopher Bradley MarlinThe O.N. Equity Sales CompanyMutual of Omaha Investor Services, Inc.02-06-2015
Clifford James RobisonThe O.N. Equity Sales CompanySagePoint Financial, Inc.02-06-2015
Jason Allen PylesThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-28-2014
Michael J FinnThe O.N. Equity Sales CompanyPruco Securities, LLC.10-18-2013
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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