Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Kallman PatonThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC$101-23-2019
Donald Alex NelsonThe Oak Ridge Financial Services Group, Inc.Feltl & Company$15009-28-2018
David Jay GoldenbergThe Oak Ridge Financial Services Group, Inc.Feltl & Company$5009-18-2018
Andrew Frederick LundbergThe Oak Ridge Financial Services Group, Inc.Feltl & Company$108-31-2018
Robert Eugene Long Jr.The Oak Ridge Financial Services Group, Inc.Feltl & Company$15008-13-2018
Eric Jean OvervigThe Oak Ridge Financial Services Group, Inc.U.S. Bancorp Investments, Inc.04-16-2018
Jeffrey Thomas RathmannerThe Oak Ridge Financial Services Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-15-2017
Peter Charles KlattThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC$1004-07-2017
Andrew James BjornlieThe Oak Ridge Financial Services Group, Inc.Feltl & Company07-06-2016
Douglas Everett OllilaThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.$2503-25-2016
David Charles IrwinThe Oak Ridge Financial Services Group, Inc.BMO Harris Financial Advisors, Inc.02-26-2016
Michael William MullinsThe Oak Ridge Financial Services Group, Inc.JHS Capital Advisors, LLC$106-30-2015
Fredrick Joseph OlsonThe Oak Ridge Financial Services Group, Inc.Maxwell Simon, Inc.04-02-2015
Randy James JohnsonThe Oak Ridge Financial Services Group, Inc.Stifel, Nicolaus & Company, Incorporated01-13-2015
Phillip Russell HinzeThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC03-24-2014
Lawrence Thomas HauskinsThe Oak Ridge Financial Services Group, Inc.Morgan Stanley$108-31-2012
Nathan Lee ElmhorstThe Oak Ridge Financial Services Group, Inc.Feltl & Company08-15-2012
Susan Marie LangThe Oak Ridge Financial Services Group, Inc.Morgan Stanley$2508-03-2012
Brian Paul GreenwellThe Oak Ridge Financial Services Group, Inc.Feltl & Company10-31-2011
Jeffrey Lynn GreenThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC10-14-2011
Phillip Gary SmithThe Oak Ridge Financial Services Group, Inc.Feltl & Company06-20-2011
Terry Joseph GriesThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC$15011-01-2010
Benjamin Bruns CrabtreeThe Oak Ridge Financial Services Group, Inc.Stifel, Nicolaus & Company, Incorporated10-01-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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