Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James SalmenThe Oak Ridge Financial Services Group, Inc.Dougherty & Company LLC$1008-21-2019
Terry Joseph GriesThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC11-02-2010
Susan Marie LangThe Oak Ridge Financial Services Group, Inc.Morgan Stanley$1008-07-2012
Sheri Lynn RhyanThe Oak Ridge Financial Services Group, Inc.NBC Securities, Inc.$5004-15-2019
Robert Eugene Long Jr.The Oak Ridge Financial Services Group, Inc.Feltl & Company$15008-13-2018
Richard William Rokala Jr.The Oak Ridge Financial Services Group, Inc.Dougherty & Company LLC07-19-2017
Randy James JohnsonThe Oak Ridge Financial Services Group, Inc.Stifel, Nicolaus & Company, Incorporated$1001-13-2015
Phillip Russell HinzeThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC$10003-24-2014
Phillip Gary SmithThe Oak Ridge Financial Services Group, Inc.Feltl & Company06-20-2011
Peter Charles KlattThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC04-07-2017
Patrick Neal LundyThe Oak Ridge Financial Services Group, Inc.U.S. Bancorp Investments, Inc.04-12-2016
Nathan Robert MoenThe Oak Ridge Financial Services Group, Inc.Ameriprise Financial Services, LLC$2505-15-2019
Nathan Lee ElmhorstThe Oak Ridge Financial Services Group, Inc.Feltl & Company08-15-2012
Nancy Carol SwansonThe Oak Ridge Financial Services Group, Inc.Morgan Stanley07-02-2009
Michael William MullinsThe Oak Ridge Financial Services Group, Inc.JHS Capital Advisors, LLC$2506-30-2015
Michael Thomas LarsonThe Oak Ridge Financial Services Group, Inc.Feltl & Company04-11-2017
Lawrence Thomas HauskinsThe Oak Ridge Financial Services Group, Inc.Morgan Stanley$1008-31-2012
Joseph Paul SullivanThe Oak Ridge Financial Services Group, Inc.Dougherty & Company LLC02-16-2018
Jeffrey Thomas RathmannerThe Oak Ridge Financial Services Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Jeffrey Lynn GreenThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC$5010-14-2011
Jeffrey John SchuhThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.01-15-2010
James David KallstromThe Oak Ridge Financial Services Group, Inc.Dougherty & Company LLC02-20-2013
Fredrick Joseph OlsonThe Oak Ridge Financial Services Group, Inc.Maxwell Simon, Inc.04-02-2015
Eric Jean OvervigThe Oak Ridge Financial Services Group, Inc.U.S. Bancorp Investments, Inc.$10004-16-2018
Douglas Everett OllilaThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.$5003-25-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.