Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Manuel L. Soliz Jr.Thrivent Investment Management Inc.Charles Schwab & Co., Inc.01-20-2009
Stacey Elane MarzThrivent Investment Management Inc.Edward Jones02-23-2009
Daniel Scott KluisThrivent Investment Management Inc.HBW Securities LLC05-04-2009
Joseph Arthur WollersheimThrivent Investment Management Inc.Charles Schwab & Co., Inc.01-25-2012
Vivia Cristal SchimmingThrivent Investment Management Inc.NYLIFE Securities LLC12-28-2015
Luke D. PetersonThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2016
Steven Mark SorianoThrivent Investment Management Inc.Farmers Financial Solutions, LLC01-11-2017
Russell Kent AuyeungThrivent Investment Management Inc.NYLIFE Securities LLC03-14-2017
Hovik John MavyanThrivent Investment Management Inc.Fidelity Brokerage Services LLC05-09-2017
Nicholas Danny RomeroThrivent Investment Management Inc.Morgan Stanley05-22-2017
Paul M. DatuinThrivent Investment Management Inc.UnionBanc Investment Services, LLC10-03-2017
David Christopher LebrunThrivent Investment Management Inc.Allstate Financial Services, LLC$1001-04-2018
Rodger Scott ByrdyThrivent Investment Management Inc.Vanguard Marketing Corporation01-10-2018
Kellen Shane BirdsallThrivent Investment Management Inc.AXA Advisors, LLC11-28-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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