Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hannah Alyssa UppalThrivent Investment Management Inc.Raymond James Financial Services, Inc.02-19-2019
Justin Lee EspensonThrivent Investment Management Inc.LPL Financial LLC06-19-2018
Adam M BeachThrivent Investment Management Inc.Ameriprise Financial Services, Inc.05-25-2017
Aaron Joshua GreenThrivent Investment Management Inc.Cetera Investment Advisers LLC08-04-2016
John Anthony WimbleyThrivent Investment Management Inc.Allstate Financial Services, LLC06-28-2016
Bridget Kathleen FallonThrivent Investment Management Inc.Ameriprise Financial Services, Inc.05-12-2016
Paul Curtis ChristopherThrivent Investment Management Inc.Ameriprise Financial Services, Inc.02-09-2016
Ann Marie KirchnerThrivent Investment Management Inc.Financial Designs, Inc.02-04-2016
Michael George KramerThrivent Investment Management Inc.Raymond James Financial Services, Inc.10-05-2015
Genell Elaine HollahanThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC07-29-2015
Daniel H LevineThrivent Investment Management Inc.Wealth Enhancement Advisory Services, LLC06-12-2015
Joan Ann RobertsThrivent Investment Management Inc.Securian Financial Services, Inc.04-20-2015
Cody Ray ThelenThrivent Investment Management Inc.Pruco Securities, LLC.04-17-2015
Elton K. ChanThrivent Investment Management Inc.U.S. Bancorp Investments, Inc.11-14-2014
Amy Jean ErkenbrackThrivent Investment Management Inc.Questar Capital Corporation07-01-2014
Steven Todd VacinekThrivent Investment Management Inc.Quasar Distributors, LLC05-01-2014
Todd Joseph Rabell-O'HalloranThrivent Investment Management Inc.PFS Investments Inc.01-24-2014
Keith Allyn SowadaThrivent Investment Management Inc.Edward Jones07-12-2013
Victor George Thompson Jr.Thrivent Investment Management Inc.Waddell & Reed06-21-2013
Darryl Andre SavageThrivent Investment Management Inc.State Farm VP Management Corp.05-02-2013
Gregg M SainsburyThrivent Investment Management Inc.National Planning Corporation03-25-2013
Anne Marie KerstenThrivent Investment Management Inc.UBS Financial Services Inc.$112-21-2012
Matthew David DaviesThrivent Investment Management Inc.Country Capital Management Company11-27-2012
Margit Jean LundThrivent Investment Management Inc.Columbia Management Investment Distributors, Inc.10-01-2012
Jody Kay McdonoughThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC09-06-2012
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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