Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert PriceThurston Springer FinancialEdward Jones04-24-2020
James Fyfe Walker JrThurston Springer FinancialLPL Financial LLC03-06-2020
Douglas Mark BehrmannThurston Springer FinancialValeo Financial Advisors, LLC11-01-2019
Daniel MaloneyThurston Springer FinancialEdward Jones06-26-2019
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Pauletta M. RistThurston Springer FinancialAmeriprise Financial Services, LLC05-23-2019
Paul Edward BaldassariThurston Springer FinancialSummit Brokerage Services, Inc.01-31-2019
Denise Julius ZumbrunThurston Springer FinancialCitigroup Global Markets Inc.11-30-2018
Greg William WinterThurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
James Robert Endicott Jr.Thurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
Scott Alan WrightThurston Springer FinancialSignator Investors, Inc.01-23-2017
Donald Stephen WoodsThurston Springer FinancialLPL Financial LLC12-22-2016
Sean Kelley LewisThurston Springer FinancialMML Investors Services, LLC08-25-2016
Katherine Elizabeth BanksThurston Springer FinancialTransamerica Financial Advisors, Inc04-27-2016
Todd Alan SpilleThurston Springer FinancialSA Stone Wealth Management Inc.01-21-2016
Vicky K. Mattison-LeguillonThurston Springer FinancialPrivate Client Services, LLC11-12-2015
Christopher Scott BarthelThurston Springer FinancialPrivate Client Services, LLC02-27-2015
Jason Keith WilliamsThurston Springer FinancialWells Fargo Clearing Services, LLC12-12-2014
David Jonathan BoltonThurston Springer FinancialSignator Investors, Inc.11-10-2014
Jeremy F. LloydThurston Springer FinancialRaymond James & Associates, Inc.10-08-2014
Bradley Louis RozemaThurston Springer FinancialWells Fargo Clearing Services, LLC08-25-2014
James Michael MaddenThurston Springer FinancialRaymond James & Associates, Inc.02-28-2014
Roger Lee Flueckiger Jr.Thurston Springer FinancialSecurities Service Network, LLC02-21-2014
Philip E. Lavelle Jr.Thurston Springer FinancialNew England Securities08-30-2013
Lisa Louise LauriaThurston Springer FinancialPlanned Investment Co., Inc.01-17-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.