Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan James BargfredeTransamerica Financial Advisors, IncThrivent Investment Management Inc.01-23-2019
Christopher S. JohnsonTransamerica Financial Advisors, IncThrivent Investment Management Inc.10-30-2018
Erick S. GustafsonTransamerica Financial Advisors, IncAllstate Financial Services, LLC$2510-25-2018
Raul Julian Reyes Jr.Transamerica Financial Advisors, IncKestra Investment Services, LLC04-11-2018
Senate Dale EskridgeTransamerica Financial Advisors, IncAXA Advisors, LLC02-26-2018
Raffaele Antonio BeminiTransamerica Financial Advisors, IncW&S Brokerage Services, Inc.02-14-2018
Jayme Corynne BrownTransamerica Financial Advisors, IncEF Legacy Securities, LLC$5002-08-2018
Horace Lee Daniel Sr.Transamerica Financial Advisors, IncRaymond James Financial Services, Inc.01-25-2018
Justin Derick SavichTransamerica Financial Advisors, IncSecurities America, Inc.11-20-2017
Joseph Charles GittoTransamerica Financial Advisors, IncWoodbury Financial Services, Inc.09-15-2017
Ryan G BellTransamerica Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Brandon Lee BigbyTransamerica Financial Advisors, IncPruco Securities, LLC.07-19-2017
Jeanna Lynn SteckleinTransamerica Financial Advisors, IncTransamerica Investors Securities Corporation02-28-2017
Pawan SharmaTransamerica Financial Advisors, IncPFS Investments Inc.12-07-2016
Vida Aurelia BurklowTransamerica Financial Advisors, IncPruco Securities, LLC.11-02-2016
Edward Thomas SmelichTransamerica Financial Advisors, IncAXA Advisors, LLC$10010-27-2016
Shawn Thomas AllenTransamerica Financial Advisors, IncHD Vest Investment Services09-07-2016
Jose L. AcostaTransamerica Financial Advisors, IncSagePoint Financial, Inc.08-09-2016
Oussama Jamal BoubanTransamerica Financial Advisors, IncSagePoint Financial, Inc.07-28-2016
Manfred Hans Von Ehrenfried IITransamerica Financial Advisors, IncRaymond James Financial Services Advisors, Inc06-23-2016
Maritza NevarezTransamerica Financial Advisors, IncForesters Equity Services, Inc.06-06-2016
Keith Lloyd TateTransamerica Financial Advisors, IncPFS Investments Inc.04-06-2016
Melvin Oscar HobsonTransamerica Financial Advisors, IncHBW Securities LLC04-06-2016
Kai M. Chambers Jr.Transamerica Financial Advisors, IncSagePoint Financial, Inc.02-18-2016
Chungfu Erik HsiehTransamerica Financial Advisors, IncVoya Financial Advisors, Inc.01-25-2016
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Showing 1 to 25 of 363 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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