Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Toshio NishimuraTransamerica Financial Advisors, IncVSR Financial Services, Inc.10-13-2015
Teilhard Matthias StillmanTransamerica Financial Advisors, IncTransamerica Investors Securities Corporation10-07-2015
Mary Tiffany RobertsTransamerica Financial Advisors, IncSagePoint Financial, Inc.06-30-2015
Glenn Brian RodneyTransamerica Financial Advisors, IncPrincipal Securities, Inc.$1005-22-2015
Jerry Russell PhillipsTransamerica Financial Advisors, IncEquity Services, Inc.05-20-2015
Alvin Wayne KingTransamerica Financial Advisors, IncPFS Investments Inc.05-19-2015
Brad Alan BowlingTransamerica Financial Advisors, IncMinistry Partners Securities, LLC01-09-2015
Usha Monique CervantesTransamerica Financial Advisors, IncRoyal Alliance Associates, Inc.10-02-2014
Michael Lee RemingtonTransamerica Financial Advisors, IncHBW Advisory Services LLC08-29-2014
Richard Arthur ShivelyTransamerica Financial Advisors, IncLincoln Financial Securities Corporation08-19-2014
Timothy Allen FrancisTransamerica Financial Advisors, IncNYLIFE Securities LLC07-11-2014
Patricia WojnarowskiTransamerica Financial Advisors, IncPurshe Kaplan Sterling Investments05-27-2014
Karen Marie ZichtTransamerica Financial Advisors, IncIndependent Financial Partners04-04-2014
Calvin Bruce ChambersTransamerica Financial Advisors, IncLPL Financial LLC03-06-2014
Dave Anthony IannoneTransamerica Financial Advisors, IncSagePoint Financial, Inc.02-19-2014
David Olaf FolkersonTransamerica Financial Advisors, IncFBL Investment Management Services, Inc.02-05-2014
David Alan PikopTransamerica Financial Advisors, IncAXA Advisors, LLC$1001-31-2013
William Nathan ShorackTransamerica Financial Advisors, IncAXA Advisors, LLC01-28-2013
Matthew T. GuinTransamerica Financial Advisors, IncFidelity Brokerage Services LLC$1001-10-2013
Gerard Michael HookTransamerica Financial Advisors, IncNYLIFE Securities LLC11-21-2012
Serria Tawan RegoTransamerica Financial Advisors, IncWaddell & Reed11-08-2012
Susan M. DukeTransamerica Financial Advisors, IncMoney Concepts Capital Corp08-23-2012
Rodney Perry KeyesTransamerica Financial Advisors, IncSymetra Investment Services, Inc.02-14-2012
Mark Robert RohlfingTransamerica Financial Advisors, IncQuest Capital Strategies, Inc.02-10-2012
Thomas Donald HansonTransamerica Financial Advisors, IncWorld Group Securities, Inc.$15001-06-2012
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Showing 26 to 50 of 363 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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