Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Paul MullaneyTransamerica Financial Advisors, IncWorld Group Securities, Inc.$15001-06-2012
Gregg Lee BienTransamerica Financial Advisors, IncWorld Group Securities, Inc.$10001-06-2012
Benjamin Paul AffleckTransamerica Financial Advisors, IncWorld Group Securities, Inc.$10001-06-2012
Garth Lincoln DriggsTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Shawn Paris PatrickTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Sandra Pauline MillerTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Albert Kie Tat LawTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Julie Ann JohnsonTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Donna Mae NagelTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Brian James LoiseauTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Tyson Andrew MooreTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Mary L. BennettTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Marc David GuerraTransamerica Financial Advisors, IncWorld Group Securities, Inc.$2501-06-2012
John Dacosta LucasTransamerica Financial Advisors, IncWorld Group Securities, Inc.$2501-06-2012
Gary Lee StrawnTransamerica Financial Advisors, IncWorld Group Securities, Inc.$2501-06-2012
Shannon Ledom Matheny IIITransamerica Financial Advisors, IncWorld Group Securities, Inc.$2501-06-2012
Dante CrosaTransamerica Financial Advisors, IncWorld Group Securities, Inc.$2501-06-2012
Mark William RedmanTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
John Shelley KnightTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Jana Birma WoodhouseTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Lindy Butler ClarkTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Stephen Allen VranekTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Stephen Yuk Hoi ChengTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Lynn Michael EgelandTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Krishna ChandraTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
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Showing 51 to 75 of 363 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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