Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jianmin You | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Bryan D. Linder | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Maria Ayala | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Stephanie Valechia Hicks | Transamerica Financial Advisors, Inc | Investment Advisors International, Inc. | — | 01-06-2012 |
| Yuan L. Conde | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Ghassan Gus N. Nakhoul | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Neal Lynn Jackman | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Joshua Evan Hernandez | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Timothy Joseph Asher | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Jazmin Ericka Abdulmasih | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Andrew David Laws | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Zhi-Hong Liu | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Mitchell Holzer | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Kimberly Gaye Matthews | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Hadi Kusumo | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Hyun Sun Shin | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Jessie Young Tran | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Clement Chiang | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Sean M. Bazewicz | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| He Wei | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Regina Weir Muter | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Cheryl W. Jensen | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Kristi Lee Sorensen | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| Marlow Lynn Felton | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
| John Carl Hagan | Transamerica Financial Advisors, Inc | World Group Securities, Inc. | — | 01-06-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
