Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jianmin YouTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Bryan D. LinderTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Maria AyalaTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Stephanie Valechia HicksTransamerica Financial Advisors, IncInvestment Advisors International, Inc.01-06-2012
Yuan L. CondeTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Ghassan Gus N. NakhoulTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Neal Lynn JackmanTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Joshua Evan HernandezTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Timothy Joseph AsherTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Jazmin Ericka AbdulmasihTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Andrew David LawsTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Zhi-Hong LiuTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Mitchell HolzerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kimberly Gaye MatthewsTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Hadi KusumoTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Hyun Sun ShinTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Jessie Young TranTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Clement ChiangTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Sean M. BazewiczTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
He WeiTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Regina Weir MuterTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Cheryl W. JensenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kristi Lee SorensenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Marlow Lynn FeltonTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
John Carl HaganTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
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Showing 201 to 225 of 363 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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