Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raul Julian Reyes Jr.Transamerica Financial Advisors, IncKestra Investment Services, LLC04-11-2018
Jayme Corynne BrownTransamerica Financial Advisors, IncEF Legacy Securities, LLC$5002-08-2018
Joseph Charles GittoTransamerica Financial Advisors, IncWoodbury Financial Services, Inc.09-15-2017
Edward Thomas SmelichTransamerica Financial Advisors, IncAXA Advisors, LLC$10010-27-2016
Keith Lloyd TateTransamerica Financial Advisors, IncPFS Investments Inc.04-06-2016
Chungfu Erik HsiehTransamerica Financial Advisors, IncVoya Financial Advisors, Inc.01-25-2016
Scott Toshio NishimuraTransamerica Financial Advisors, IncVSR Financial Services, Inc.10-13-2015
Teilhard Matthias StillmanTransamerica Financial Advisors, IncTransamerica Investors Securities Corporation10-07-2015
Brad Alan BowlingTransamerica Financial Advisors, IncMinistry Partners Securities, LLC01-09-2015
Usha Monique CervantesTransamerica Financial Advisors, IncRoyal Alliance Associates, Inc.10-02-2014
Michael Lee RemingtonTransamerica Financial Advisors, IncHBW Advisory Services LLC08-29-2014
Patricia WojnarowskiTransamerica Financial Advisors, IncPurshe Kaplan Sterling Investments05-27-2014
Calvin Bruce ChambersTransamerica Financial Advisors, IncLPL Financial LLC03-06-2014
Serria Tawan RegoTransamerica Financial Advisors, IncWaddell & Reed11-08-2012
Mark Robert RohlfingTransamerica Financial Advisors, IncQuest Capital Strategies, Inc.02-10-2012
Albert Kie Tat LawTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Shannon Ledom Matheny IIITransamerica Financial Advisors, IncWorld Group Securities, Inc.$2501-06-2012
John Shelley KnightTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Stephen Yuk Hoi ChengTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Krishna ChandraTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Richard Brian CutlerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Dionysis Nicholas HeliotisTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Gregory John DellisTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Barry Stuart NaiditchTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Armando Rafael GilTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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