Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew BolkaTransamerica Financial Advisors, IncPrincipal Securities, Inc.11-26-2019
Shari Rachel WidlundTransamerica Financial Advisors, IncPruco Securities, LLC.02-12-2018
Horace Lee Daniel Sr.Transamerica Financial Advisors, IncRaymond James Financial Services, Inc.01-25-2018
Barry Jonathan BowenTransamerica Financial Advisors, IncNationwide Securities, LLC10-02-2017
Joseph Howard Spano Sr.Transamerica Financial Advisors, IncCetera Advisors LLC09-21-2017
Dana Ruth SchaubTransamerica Financial Advisors, IncPark Avenue Securities LLC04-28-2017
Lisa D Hill-MillarTransamerica Financial Advisors, IncWaddell & Reed01-21-2015
Nicole Michelle FinamoreTransamerica Financial Advisors, IncAdirondack Trading Group LLC05-13-2014
Hunt Stevens TaylorTransamerica Financial Advisors, IncVirtue Capital Management, LLC$25009-19-2018
Doyle Robert JohnstunTransamerica Financial Advisors, IncMoney Concepts Capital Corp$25010-07-2015
David Olaf FolkersonTransamerica Financial Advisors, IncFBL Investment Management Services, Inc.$50002-05-2014

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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