Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
Joseph P. HeiderTriad AdvisorsRoyal Alliance$32504-26-2018
Chris KohneTriad AdvisorsLincoln Financial$10003-29-2018
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial Network$19003-16-2017
Vincent MorrisTriad AdvisorsLPL Financial$4,00002-23-2017
Daniel Head, Brian Dickey, Steven Witt, Barbara MillionTriad AdvisorsWells Fargo Advisors$19007-29-2016
John P. KeeneyTriad AdvisorsKeeney Financial Group $35005-17-2016
Michael Eddy, Chris Eddy, Tony PalazzoTriad AdvisorsWells Fargo Advisors$35009-23-2015
Brian P. BeckTriad AdvisorsNational Planning$13311-05-2014
Dan E. Wagner, Jr.Triad AdvisorsThe Investment Center$26005-19-2014
Jason Connolly, Taylor Manry, Doug Everett, Adam WilsonTriad AdvisorsRoyal Alliance$25002-04-2013
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-15-2012
Thomas KarstenTriad AdvisorsDeWaay Financial Network05-30-2012
Reby AdvisorsTriad AdvisorsRoyal Alliance$31005-08-2012
Roy Williams, Steve LindenTriad AdvisorsLPL Financial$55011-14-2011
Terry WellsTriad AdvisorsLPL Financial$11110-11-2011
Brad Zapp, Mike Maisel, Paul Sartori, Trent LucasTriad AdvisorsNational Financial Partners$40009-19-2011
Mike PiershaleTriad AdvisorsRaymond James$15004-29-2011
Bob Carson, Don Hannahs, Tim Kvech, Larry BriskinTriad AdvisorsLincoln Financial$60011-01-2010
Gitterman & AssociatesTriad AdvisorsVoya Financial Advisors$70007-19-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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