Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial Network$19003-16-2017
Thomas KarstenTriad AdvisorsDeWaay Financial Network05-30-2012
John P. KeeneyTriad AdvisorsKeeney Financial Group $35005-17-2016
Chris KohneTriad AdvisorsLincoln Financial$10003-29-2018
Bob Carson, Don Hannahs, Tim Kvech, Larry BriskinTriad AdvisorsLincoln Financial$60011-01-2010
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Vincent MorrisTriad AdvisorsLPL Financial$4,00002-23-2017
Roy Williams, Steve LindenTriad AdvisorsLPL Financial$55011-14-2011
Terry WellsTriad AdvisorsLPL Financial$11110-11-2011
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
Brad Zapp, Mike Maisel, Paul Sartori, Trent LucasTriad AdvisorsNational Financial Partners$40009-19-2011
Brian P. BeckTriad AdvisorsNational Planning$13311-05-2014
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-15-2012
Mike PiershaleTriad AdvisorsRaymond James$15004-29-2011
Joseph P. HeiderTriad AdvisorsRoyal Alliance$32504-26-2018
Jason Connolly, Taylor Manry, Doug Everett, Adam WilsonTriad AdvisorsRoyal Alliance$25002-04-2013
Reby AdvisorsTriad AdvisorsRoyal Alliance$31005-08-2012
Dan E. Wagner, Jr.Triad AdvisorsThe Investment Center$26005-19-2014
Gitterman & AssociatesTriad AdvisorsVoya Financial Advisors$70007-19-2010
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Daniel Head, Brian Dickey, Steven Witt, Barbara MillionTriad AdvisorsWells Fargo Advisors$19007-29-2016
Michael Eddy, Chris Eddy, Tony PalazzoTriad AdvisorsWells Fargo Advisors$35009-23-2015

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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