Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Jerald MortensonTriad Advisors LLCCambridge Investment Research Advisors, Inc.01-02-2020
Patrice Marie MacgibbonTriad Advisors LLCCambridge Investment Research, Inc.$25001-02-2020
Samuel Thomas SchuetteTriad Advisors LLCCambridge Investment Research, Inc.01-02-2020
David Clarence Fischer JrTriad Advisors LLCAXA Advisors, LLC12-16-2019
Kimberly Hope CoryellTriad Advisors LLCPruco Securities, LLC.12-09-2019
Jesse Duwane YoungTriad Advisors LLCU.S. Bancorp Investments, Inc.11-27-2019
Lisa Marie LimeTriad Advisors LLCUBS Financial Services Inc.$50011-04-2019
Ryan Douglas GibbsTriad Advisors LLCNYLIFE Securities LLC10-11-2019
Brent Coleman ElliottTriad Advisors LLCKestra Investment Services, LLC$50010-01-2019
Timothy Arthur MellonTriad Advisors LLCKestra Investment Services, LLC10-01-2019
Jacob William KeithTriad Advisors LLCThe O.N. Equity Sales Company09-04-2019
Keith Brian MooneyTriad Advisors LLCSequoia Wealth Management, LLC$10008-30-2019
Joseph Andrew LyonsTriad Advisors LLCSequoia Wealth Management, LLC$10008-30-2019
Misty D. ParrilloTriad Advisors LLCLPL Financial LLC08-30-2019
Claudia Elizabeth De La RosaTriad Advisors LLCM Holdings Securities, Inc.08-30-2019
Carol Ruth WeilerTriad Advisors LLCLPL Financial LLC08-05-2019
Dennis Ewell BarnesTriad Advisors LLCMoney Concepts Capital Corp07-29-2019
John Peter RouthierTriad Advisors LLCLincoln Financial Advisors Corporation$15007-19-2019
John Martin BayTriad Advisors LLCUBS Financial Services Inc.07-19-2019
Jack Andrew McCrokenTriad Advisors LLCUBS Financial Services Inc.07-19-2019
Ryan Patrick BurkTriad Advisors LLCCetera Investment Services LLC07-03-2019
Alex Joseph EspositoTriad Advisors LLCSagePoint Financial, Inc.06-20-2019
Joseph Patrick GallemoreTriad Advisors LLCSpire Securities, LLC06-11-2019
Tyler Brian BernardsTriad Advisors LLCFidelity Brokerage Services LLC06-04-2019
Shane D. DirTriad Advisors LLCHornor, Townsend & Kent, LLC$10006-03-2019
Next Page »

Showing 1 to 25 of 470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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