Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Coleman ElliottTriad Advisors LLCKestra Investment Services, LLC$50010-01-2019
Timothy Arthur MellonTriad Advisors LLCKestra Investment Services, LLC10-01-2019
Gary Frank KlaricTriad Advisors LLCUnited Planners' Financial Services of America A Limited Partner04-09-2019
Brian Douglas McCarverTriad Advisors LLCWells Fargo Advisors Financial Network, LLC$10010-15-2018
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
James Robert ElderTriad Advisors LLCBB&T Securities, LLC$50007-20-2018
Kanisha A. HarrisTriad Advisors LLCScottrade, Inc.05-07-2018
Christopher Martin KohneTriad Advisors LLCLincoln Financial Advisors Corporation$10002-01-2018
Mark Allen WakeleyTriad Advisors LLCKARSTEN ADVISORS$21009-25-2017
Kenneth Reed SnoweTriad Advisors LLCGWN Securities Inc.$25008-16-2017
Timothy Brian KenyonTriad Advisors LLCGWN Securities Inc.$50008-16-2017
Michael David RobertsTriad Advisors LLCCoastal Equities, Inc.$25007-17-2017
Tami D. McDonaldTriad Advisors LLCSynovus Securities, Inc.$10005-05-2017
Robert Aaron WilsonTriad Advisors LLCNYLIFE Securities LLC01-05-2017
Kyle Charles GainesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Caylee Brina ClarkTriad Advisors LLCWaddell & Reed03-29-2016
Thomas Franklin Barnes IITriad Advisors LLCFirst Allied Securities, Inc.$50003-10-2016
Paul Brewton WalkerTriad Advisors LLCFirst Allied Advisory Services, Inc.03-09-2016
Larry Westly FarmbryTriad Advisors LLCFirst Allied Advisory Services, Inc.$50010-07-2015
Charles Joseph Burns Jr.Triad Advisors LLCMorgan Stanley$10010-01-2015
Daniel Blake NewbergTriad Advisors LLCWells Fargo Advisors Financial Network, LLC$10008-21-2015
Charles Patrick Barry Jr.Triad Advisors LLCWells Fargo Advisors Financial Network, LLC$25008-21-2015
Michael Crooks EddyTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Stuart James BlewettTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Ilana Galanti BlochTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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