Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Frank KlaricTriad Advisors LLCUnited Planners' Financial Services of America A Limited Partner04-09-2019
James Robert ElderTriad Advisors LLCBB&T Securities, LLC07-20-2018
Kanisha A HarrisTriad Advisors LLCScottrade, Inc.05-07-2018
Chris KohneTriad Advisors LLCLincoln Financial Securities Corporation$10003-29-2018
Christopher Martin KohneTriad Advisors LLCLincoln Financial Advisors Corporation$10002-01-2018
Tami D McDonaldTriad Advisors LLCSynovus Securities, Inc.$5005-05-2017
Robert Aaron WilsonTriad Advisors LLCNYLIFE Securities LLC01-05-2017
Kyle Charles GainesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Caylee Brina ClarkTriad Advisors LLCWaddell & Reed03-29-2016
Thomas Franklin Barnes IITriad Advisors LLCFirst Allied Securities, Inc.$5003-10-2016
Paul Brewton WalkerTriad Advisors LLCFirst Allied Advisory Services, Inc.03-09-2016
Michael Eddy Chris Eddy Tony PalazzoTriad Advisors LLCWells Fargo Clearing Services, LLC$35009-23-2015
Darrin Stuart CohenTriad Advisors LLCKovack Securities Inc.$2512-01-2014
Thomas Raymond GarveyTriad Advisors LLCLPL Financial LLC10-23-2014
Kiliaen Van Rensselaer LudlowTriad Advisors LLCSynovus Securities, Inc.$15010-14-2014
Donald Lee McDonaldTriad Advisors LLCLPL Financial LLC10-07-2014
Jonathan Lee TannerTriad Advisors LLCCape Securities Inc.05-19-2014
Jacob K SandersTriad Advisors LLCINVEST Financial Corporation01-14-2014
Jason Connolly Taylor Manry Doug Everett Adam WilsonTriad Advisors LLCRoyal Alliance Associates, Inc.$25002-04-2013
Walter Calloway Boleman JrTriad Advisors LLCMorgan Keegan & Company, Inc.05-25-2012
Deborah Del LewisTriad Advisors LLCMorgan Keegan & Company, Inc.05-25-2012
Raymond Taylor HinesTriad Advisors LLC1st Global Capital Corp.02-01-2012
Charles H GoldbergTriad Advisors LLCWells Fargo Clearing Services, LLC$15012-16-2011
Richard Mansfield PooreTriad Advisors LLCFidelity Brokerage Services LLC$5009-22-2011
Jeremy Ray EchuckTriad Advisors LLCSignator Investors, Inc.12-06-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.